Chapter 1 : the Ch’in Empire

 

I  background

 

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II. The state of Ch’in

 

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III The Ch’in Empire

 

 

 

 

Summaries

 

Volume 1: the Ch’in and Han Empires (221 B.C.-A.D.220)

 

Chapter II: The Former Han Dynasty

 

Annexes

 

Volume 2: coming soon

 

Index

 

 

Chapter 1: The Ch’in Empire

 

 

 

Boundary of the Qin dynasty at its greatest extent, ca. 206 B.C.

map courtesy of the Metropolitan Museum

 

 

Note 1: Based mainly on “The Cambridge History of China, volume 1, The Ch'in and Han empires (221B.C.-220A.D.)”  (later referred to as CHC)

 

Note 2: all dates are BC, unless otherwise indicated

 

Note 3: All references outside the CHC are referred to in the text

 

Note 4: always keep in mind that, with the new discoveries made every day, the information may become somewhat outdated at some point. I’ll try my best to keep up with the flow….

 

 

A few dates:

 

Chou dynasty: about 1025-221

 

Spring and Autumn period: 722-481

 

Warring States period: 403-221

 

traditionally, state of Ch'in: 897-221

 

Ch'in empire:221-206

 

 

 

 

Did you know….

 

….where does the name “Chinacome from?

 

Unlike many other countries' names, “China” does not originate from the Chinese word used to designate it. As anyone with some knowledge of Chinese, or even Japanese, could tell you, the country's name is written with the ideograms meaning “inner, central” and “country”, and is pronounced “chung-kuo” in Chinese, and “Chuu-goku” in Japanese. Nothing close to China....

 

Indeed, it seems now almost certain that it is due to the Ch'in dynasty. Their achievement was so great (there were the first to achieve a real politic unity in that area) that the name was used by ancient Greeks and Romans to designate the country itself during the 1st and 2nd centuries A.D., and was then passed on from generation to generation up till today. However, Chinese themselves never wanted to adopt that name, for they are very resentful towards the Ch'in dynasty and its cruelty (partly made up by the historic writers during some areas, as we’ll soon see)

 

I. Background

 

When the House of Chou overthrew the Shang dynasty (about 1025, but traditionally held in 1122), the lands were given to family members or close allies, who themselves gave estates to relatives or officials, resulting in the territories being divided in more than 170 entities, internally fragmented, during the Spring and Autumn period.

 

Most of them were simply too small to be viable in the long run, and were destroyed or reduced in size: at the beginning of the Warring States period, there remained only seven, excluding the territories owned by the House of Chou itself (which were shrunken in size because of a barbarian attack in 770, forcing them to flee east).

 

Details of the whole Chou dynasty will be given later in these pages, but here are the most interesting changes and improvements that occur during that time, and that may have some influence on the events that will follow:

 

v      Technological changes: notable technological advances have been made in the use of iron that seems to have started during the 6th century, even though it was not forged, thus brittle, and not widely in use. Of more importance are the progresses in agriculture, but they are hard to measure and date. Nonetheless, it certainly played a role in the

 

v      Demographic changes: no clear records here, but it seems certain that the period saw a major increase in demographic figures; this assumption is mainly based on the increased size of the cities

 

v     Changes in powers:

 

Ø      Political changes: As it has already been hinted at above, the Chou did not rule themselves the territories; and the links between them and their vassals weakened over time. Because of the barbarian attack of 770, they also lost much of their power, and the vassals grew up as separate states. What is most important to remember is that the rulers tried to centralize more power through

 

Ø      Administrative changes: the territories are divided into administrative entities (see more about it here), this being combined with a general bureaucratization of administration, leading to greater professionalism and efficiency. Also to be noted the development of codified and written law, which will play a great role in the shift of Ch'in from state to Empire.

 

Ø      Military changes: There were many wars during the Spring and Autumn period, but they were short and on a small scale, involving mainly aristocrats for prestige and “face”. At the beginning of the Warring States period, wars were fought by professionals and for money and territory. Progresses were made in the equipment through the use of the horse and the invention of the crossbow

 

v     Changes in relationships:

 

Ø      Agrarian relationships: the relations between overlord and peasants as they existed during centuries under the Chou dynasty are quite close to those that existed during the Middle Age period in Europe, and are thus called “feudal”. With the bureaucratization of the administration, peasants tended more and more to pay taxes directly to the overlord, and then directly to the centralized state: it provided an incentive for the peasant to produce more, but he would lose the protection of the overlord at the same time

 

Ø      Power relationships:  political influence was more and more obtained by people either “gentlemen”, that is men of good birth but without title of nobility (from the 4th century), or even to those of plebeian birth, like rich merchants (3rd century, which was again crucial for the destiny of Ch'in, see below)

 

v     Changes in commerce and industry: the most notable change is the creation of currency. Since it facilitated the commercial transactions, it also indirectly led to an increase of the importance of cities as “exchange centers”, and to some specialization of industries according to the location.

 

v     Intellectual changes: new intellectual currents appeared, leading to the creation of half a dozen of school of thought and many independent thinkers. Based on the social and political changes occurring, many new trends appeared, like the discarding of the supernatural and mythological explanations of the universe, the necessity of intellectual and moral qualities of a ruler, or at least the necessity of an educated class of advisers, as well as emphasis on social harmony and universalism as basis of peace and general well-being

 

 

II: The state of Ch'in